Connections

The Financial Conduct Authority (FCA) has published a Final Notice regarding a financial penalty imposed on Sigma Broking Limited for...

On 5 August 2025, the Financial Conduct Authority (FCA) published Decision Notices issued to Neil Woodford and Woodford Investment...

On 1 July 2025, the Upper Tribunal (UT) released its judgment in relation to spoofing activity carried out by three bond traders,...

On 9 July 2025, the Bank of England (BoE) published a Final Notice in respect of Vocalink Limited (the firm), imposing a fine of £11.9...

On 16 June 2025, the Upper Tribunal released its decision in respect of referrals by the former CEO of Metro Bank, Craig Donaldson, and...

City Week 2025 returned for its 15th edition from 30 June to 2 July in London, bringing together over 1,000 senior decision-makers from...

The Financial Conduct Authority (FCA) has published the updated version of its Enforcement Guide (now to be known under the new acronym...

  On 2 May 2025, the FCA published a First Supervisory Notice (FSN) in respect of Direct Trading Technologies UK Ltd (the Firm) in which...

On the same day as HM Treasury’s publication of an action plan setting out a ‘new approach’ to ensure regulators support growth, the...

On 10 March 2025, the Financial Conduct Authority (FCA) published its findings following a multi-firm review of liquidity risk management...

The UK has announced the abolition of the Payment Systems Regulator (PSR), as part of its efforts to cut red tape and drive economic...

The FCA appears to be using Dear CEO letters quite liberally at the moment.  There have been two most recently addressed to:   Wholesale...