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On the same day as HM Treasury’s publication of an action plan setting out a ‘new approach’ to ensure regulators support growth, the...
Connections
Insights, perspectives and viewpoints from our lawyers on topical issues
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On 10 March 2025, the Financial Conduct Authority (FCA) published its findings following a multi-firm review of liquidity risk management...
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The UK has announced the abolition of the Payment Systems Regulator (PSR), as part of its efforts to cut red tape and drive economic...
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The FCA appears to be using Dear CEO letters quite liberally at the moment. There have been two most recently addressed to: Wholesale...
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On 6 February 2025 the House of Lords Financial Services Regulation Committee published its report entitled ‘Naming and shaming: how not...
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Good to see that the EU Commission has finally granted equivalence to the UK CCP for a further three years. This is a helpful...
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The Upper Tribunal is considering three connected spoofing cases involving bond traders whose decision notices were published by the FCA...
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The FCA has published a Final Notice imposing a fine of £99,200 on a CFD provider for failing to make transaction reports over a 6 month...
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In our fifth episode of the Inside Investigations podcast series, Middle East Head of Financial Services Regulatory, Matthew Shanahan,...
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Regarding CP24/21 relating to investment research payment optionality for fund managers, the punchline is that the FCA is going to take...
On 15 November, the Information Commissioner’s Office (ICO), the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR)...
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In oral evidence before the House of Lords Financial Services Regulation Committee on Wednesday, the FCA gave an update on its ‘name and...