10/8/2025 10:57:37 AM FCA motor finance redress scheme: Nine points to help firms navigate the proposals By Matthew Gregory Katie Stephen Joe Bamford Simon Lovegrove +1 more... Show less The FCA’s consultation paper on a motor finance consumer redress scheme (the Scheme) has now been published in CP 25/27. The FCA’s...
9/30/2025 3:21:33 PM Notice in a nutshell: FCA fines director for lack of integrity By Katie Stephen On 22 July 2025, the Financial Conduct Authority (FCA) issued a Final Notice to Mr Alba, imposing a fine of £1,049,500 and prohibiting...
9/25/2025 4:19:06 PM Notice in a nutshell: PRA fines reinsurer's London branch after post-Brexit governance failings By Katie Stephen On 28 July 2025, the Prudential Regulation Authority (PRA) published a Final Notice in respect of the London branch of Barents...
8/28/2025 8:54:45 AM Notice in a nutshell: Sigma Broking Limited By Katie Stephen The Financial Conduct Authority (FCA) has published a Final Notice regarding a financial penalty imposed on Sigma Broking Limited for...
8/20/2025 1:55:58 PM Notice in a nutshell: Neil Woodford and Woodford Investment Management Limited By Katie Stephen On 5 August 2025, the Financial Conduct Authority (FCA) published Decision Notices issued to Neil Woodford and Woodford Investment...
8/12/2025 3:03:20 PM Notice in a nutshell: Win for FCA in spoofing case By Katie Stephen On 1 July 2025, the Upper Tribunal (UT) released its judgment in relation to spoofing activity carried out by three bond traders,...
8/1/2025 10:34:35 AM Notice in a nutshell: Vocalink Limited By Katie Stephen On 9 July 2025, the Bank of England (BoE) published a Final Notice in respect of Vocalink Limited (the firm), imposing a fine of £11.9...
7/24/2025 2:02:44 PM Notice in a nutshell: Metro Bank's former directors fined for role in Listing Rules breaches By Katie Stephen Chris Pearson On 16 June 2025, the Upper Tribunal released its decision in respect of referrals by the former CEO of Metro Bank, Craig Donaldson, and...
7/7/2025 1:53:55 PM City Week 2025: Key takeaways on digital assets and regulation By Jonathan Herbst City Week 2025 returned for its 15th edition from 30 June to 2 July in London, bringing together over 1,000 senior decision-makers from...
6/5/2025 1:25:29 PM FCA updates its Enforcement Guide By Katie Stephen Joe Smallshaw Catherine Pluck The Financial Conduct Authority (FCA) has published the updated version of its Enforcement Guide (now to be known under the new acronym...
5/14/2025 3:25:24 PM Notice in a nutshell: FCA imposes restrictions on broker By Katie Stephen Rebecca Dulieu On 2 May 2025, the Financial Conduct Authority (FCA) published a First Supervisory Notice (FSN) in respect of Direct Trading Technologies...
3/19/2025 4:55:22 PM FCA sends a clear message on non-financial misconduct By Katie Stephen On the same day as HM Treasury’s publication of an action plan setting out a ‘new approach’ to ensure regulators support growth, the...