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On 6 February 2025 the House of Lords Financial Services Regulation Committee published its report entitled ‘Naming and shaming: how not...
Connections
Insights, perspectives and viewpoints from our lawyers on topical issues
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Good to see that the EU Commission has finally granted equivalence to the UK CCP for a further three years. This is a helpful...
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The Upper Tribunal is considering three connected spoofing cases involving bond traders whose decision notices were published by the FCA...
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The FCA has published a Final Notice imposing a fine of £99,200 on a CFD provider for failing to make transaction reports over a 6 month...
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In our fifth episode of the Inside Investigations podcast series, Middle East Head of Financial Services Regulatory, Matthew Shanahan,...
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Regarding CP24/21 relating to investment research payment optionality for fund managers, the punchline is that the FCA is going to take...
On 15 November, the Information Commissioner’s Office (ICO), the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR)...
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In oral evidence before the House of Lords Financial Services Regulation Committee on Wednesday, the FCA gave an update on its ‘name and...
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In her first Mansion House speech as chancellor, Rachel Reeves announced proposed changes to the Financial Ombudsman Service, including...
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On a first pass, Market Watch 81 might appear relatively uncontroversial in giving feedback on the FCA’s recent findings on transaction...
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The FCA’s recently published warning notice statement in the Crispin Odey case may be a somewhat unusual example of a governance-related...
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The government has today published general guidance on the new failure to prevent fraud offence and has confirmed the offence will come...