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In our fifth episode of the Inside Investigations podcast series, Middle East Head of Financial Services Regulatory, Matthew Shanahan,...
Connections
Insights, perspectives and viewpoints from our lawyers on topical issues
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Regarding CP24/21 relating to investment research payment optionality for fund managers, the punchline is that the FCA is going to take...
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On 15 November, the Information Commissioner’s Office (ICO), the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR)...
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In oral evidence before the House of Lords Financial Services Regulation Committee on Wednesday, the FCA gave an update on its ‘name and...
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In her first Mansion House speech as chancellor, Rachel Reeves announced proposed changes to the Financial Ombudsman Service, including...
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On a first pass, Market Watch 81 might appear relatively uncontroversial in giving feedback on the FCA’s recent findings on transaction...
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The FCA’s recently published warning notice statement in the Crispin Odey case may be a somewhat unusual example of a governance-related...
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The government has today published general guidance on the new failure to prevent fraud offence and has confirmed the offence will come...
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The FCA has published the results of its survey on non-financial misconduct. Set out below are (1) key findings; (2) next steps for the...
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The year is 2009. Barack Obama has recently been elected (for the first time) and we are in the midst of the “great financial crisis”. He...
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On the 7 October, 2024 the Payment Systems Regulator (the ‘PSR’) landmark reform to tackle authorised push payment (‘APP’) fraud came...
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The recent Court of Appeal decision in the Bluecrest case sets expansive parameters for the scope of the regulator’s powers to require...