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    75 results for: financial service regulation
    New Termination Provisions for PSR contracts
    4/2/2026 4:21:48 PM

    New Termination Provisions for PSR contracts

    By Matthew Gregory Haris Karacosta
    The Payment Services and Payment Accounts (Contract Termination) (Amendment) Regulations2025 (Termination Regulations) provide greater...
    The FCA’s approach to crypto and the Consumer Duty: Good or bad news?
    2/24/2026 3:48:33 PM

    The FCA’s approach to crypto and the Consumer Duty: Good or bad news?

    By Jonathan Herbst
    There is arguably a tension at the heart of the Financial Conduct Authority's (FCA) attitude to crypto, particularly in the retail...
    Notice in a nutshell: FCA fines oil rig consultant for insider dealing
    2/19/2026 4:39:28 PM

    Notice in a nutshell: FCA fines oil rig consultant for insider dealing

    By Katie Stephen
    Last month, the Financial Conduct Authority (FCA) published a Final Notice to Russel Gerrity, imposing on Mr Gerrity a financial penalty...
    Notice in a nutshell: FCA fines two former finance directors in connection with misleading announcements
    1/29/2026 12:32:32 PM

    Notice in a nutshell: FCA fines two former finance directors in connection with misleading announcements

    By Katie Stephen Chris Pearson Mark Craggs
    On 7 January 2026, the Financial Conduct Authority (FCA) published Final Notices fining two former Finance Directors for their part in...
    Notice in a nutshell: International professional body supervisor censured for failings in anti-money laundering supervision
    1/26/2026 11:52:32 AM

    Notice in a nutshell: International professional body supervisor censured for failings in anti-money laundering supervision

    By Katie Stephen Catherine Pluck Zara Khan
    On 28 November 2025, the Financial Conduct Authority (FCA) published a Final Notice in respect of the Institute of Certified Bookkeepers...
    15
    15
    Notice in a nutshell: Building society fined £44 million for failings in financial crime controls
    1/23/2026 1:56:49 PM

    Notice in a nutshell: Building society fined £44 million for failings in financial crime controls

    By Katie Stephen Catherine Pluck Joe Smallshaw
    On 12 December 2025, the Financial Conduct Authority (FCA) published a Final Notice imposing a fine of £44,078,500 on Nationwide Building...
    5
    5
    PRA final rules on increasing limits: Five key points for firms
    11/26/2025 11:50:48 AM

    PRA final rules on increasing limits: Five key points for firms

    By Matthew Gregory Hannah Meakin Jonathan Herbst Katie Stephen +1 more...

    Show less

    The PRA’s policy statement on changes to the Financial Services Compensation Scheme (FSCS) deposit protection framework has now been...
    Be careful, very careful – the FCA’s review of the consolidation in the wealth sector
    11/11/2025 4:31:34 PM

    Be careful, very careful – the FCA’s review of the consolidation in the wealth sector

    By Jonathan Herbst
    We have done a short summary of the key Financial Conduct Authority (FCA) findings on consolidation in the advice and wealth management...
    Notice in a nutshell: Experienced investor relations team member fined and prohibited by FCA for insider dealing
    10/29/2025 4:18:31 PM

    Notice in a nutshell: Experienced investor relations team member fined and prohibited by FCA for insider dealing

    By Katie Stephen
    On 13 October 2025, the Financial Conduct Authority (FCA) issued a Final Notice to Neil Dwane, imposing a financial penalty of £100,281...
    12
    12
    Notice in a Nutshell: Investment manager’s failure to manage conflicts of interest leads to FCA censure and redress requirement
    10/17/2025 3:47:23 PM

    Notice in a Nutshell: Investment manager’s failure to manage conflicts of interest leads to FCA censure and redress requirement

    By Katie Stephen
    On 13 October 2025, the Financial Conduct Authority (FCA) published a Final Notice in respect of BlueCrest Capital Management (UK) LLP...
    14
    14
    FCA motor finance redress scheme: Nine points to help firms navigate the proposals
    10/8/2025 10:57:37 AM

    FCA motor finance redress scheme: Nine points to help firms navigate the proposals

    By Matthew Gregory Katie Stephen Joe Bamford Simon Lovegrove Haney Saadah +2 more...

    Show less

    The FCA’s consultation paper on a motor finance consumer redress scheme (the Scheme) has now been published in CP 25/27. The FCA’s...
    47
    47
    Notice in a nutshell: FCA fines director for lack of integrity
    9/30/2025 3:21:33 PM

    Notice in a nutshell: FCA fines director for lack of integrity

    By Katie Stephen
    On 22 July 2025, the Financial Conduct Authority (FCA) issued a Final Notice to Mr Alba, imposing a fine of £1,049,500 and prohibiting...
    21
    21
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