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We have done a short summary of the key Financial Conduct Authority (FCA) findings on consolidation in the advice and wealth management...
Connections
Insights, perspectives and viewpoints from our lawyers on topical issues
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On 13 October 2025, the Financial Conduct Authority (FCA) issued a Final Notice to Neil Dwane, imposing a financial penalty of £100,281...
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On 13 October 2025, the Financial Conduct Authority (FCA) published a Final Notice in respect of BlueCrest Capital Management (UK) LLP...
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The FCA’s consultation paper on a motor finance consumer redress scheme (the Scheme) has now been published in CP 25/27. The FCA’s...
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On 22 July 2025, the Financial Conduct Authority (FCA) issued a Final Notice to Mr Alba, imposing a fine of £1,049,500 and prohibiting...
On 28 July 2025, the Prudential Regulation Authority (PRA) published a Final Notice in respect of the London branch of Barents...
The Financial Conduct Authority (FCA) has published a Final Notice regarding a financial penalty imposed on Sigma Broking Limited for...
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On 5 August 2025, the Financial Conduct Authority (FCA) published Decision Notices issued to Neil Woodford and Woodford Investment...
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On 1 July 2025, the Upper Tribunal (UT) released its judgment in relation to spoofing activity carried out by three bond traders,...
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On 9 July 2025, the Bank of England (BoE) published a Final Notice in respect of Vocalink Limited (the firm), imposing a fine of £11.9...
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On 16 June 2025, the Upper Tribunal released its decision in respect of referrals by the former CEO of Metro Bank, Craig Donaldson, and...
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City Week 2025 returned for its 15th edition from 30 June to 2 July in London, bringing together over 1,000 senior decision-makers from...