Connections

Regarding CP24/21 relating to investment research payment optionality for fund managers, the punchline is that the FCA is going to take...

On 15 November, the Information Commissioner’s Office (ICO), the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR)...

In oral evidence before the House of Lords Financial Services Regulation Committee on Wednesday, the FCA gave an update on its ‘name and...

In her first Mansion House speech as chancellor, Rachel Reeves announced proposed changes to the Financial Ombudsman Service, including...

On a first pass, Market Watch 81 might appear relatively uncontroversial in giving feedback on the FCA’s recent findings on transaction...

The FCA’s recently published warning notice statement in the Crispin Odey case may be a somewhat unusual example of a governance-related...

The government has today published general guidance on the new failure to prevent fraud offence and has confirmed the offence will come...

The FCA has published the results of its survey on non-financial misconduct. Set out below are (1) key findings; (2) next steps for the...

The year is 2009. Barack Obama has recently been elected (for the first time) and we are in the midst of the “great financial crisis”. He...

On the 7 October, 2024 the Payment Systems Regulator (the ‘PSR’) landmark reform to tackle authorised push payment (‘APP’) fraud came...

The recent Court of Appeal decision in the Bluecrest case sets expansive parameters for the scope of the regulator’s powers to require...

Therese Chambers has given a speech today confirming next steps on the FCA’s proposals to announce investigations (originally set out in...