Nov 29, 2024 Name and Shame Round Two: FCA publishes consultation on redrafted proposals By Katie Stephen Rebecca Dulieu Joe Smallshaw Yesterday, the FCA published CP24/2, Part 2 in relation to its controversial ‘name and shame’ proposals, having trailed this in oral...
Nov 26, 2024 Investigations and enforcement trends in the Middle East By Matthew Shanahan Karl Masi Omar Khattab Hasanali Pirbhai +1 more... Show less In our fifth episode of the Inside Investigations podcast series, Middle East Head of Financial Services Regulatory, Matthew Shanahan,...
Nov 26, 2024 Revised Product Liability Directive (introducing rules on strict liability for AI and other software) entered in the EU's statute book By Marcus Evans Lucy Bruce Jones Andrew Swarbrick Rosie Nance +1 more... Show less Directive (EU) 2024/2853 on liability for defective products (the Revised Product Liability Directive) was published in the Official...
Nov 26, 2024 Perspectives from Dubai Arbitration Week 2024: Renewable energy projects in the emerging markets - Avoiding and resolving disputes By Aarti Thadani Prakruthi Gowda As we start to move away from the summer months in Dubai, the attention turns to Dubai Arbitration Week 2024, which took place from 11 –...
Nov 20, 2024 CP24/21 – significant rather than fundamental change By Jonathan Herbst Regarding CP24/21 relating to investment research payment optionality for fund managers, the punchline is that the FCA is going to take...
Nov 19, 2024 ICO, FCA, and TPR joint statement on data protection and effective communications to consumers By Rosie Nance Marcus Evans On 15 November, the Information Commissioner’s Office (ICO), the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR)...
Nov 18, 2024 Nvidia/Run:AI referral: A path forward for “killer acquisitions” after Illumina/Grail? By Alexandra Rogers Jay Modrall Francesco Salis In its September 2024 Illumina/Grail judgment, the Court of Justice of the European Union (CJEU) rebuffed the European Commission’s...
Nov 15, 2024 FCA ‘name and shame’ proposals to be fundamentally reshaped By Katie Stephen In oral evidence before the House of Lords Financial Services Regulation Committee on Wednesday, the FCA gave an update on its ‘name and...
Nov 15, 2024 Mansion House speech: Proposed changes to the FOS By Jonathan Herbst In her first Mansion House speech as chancellor, Rachel Reeves announced proposed changes to the Financial Ombudsman Service, including...
Nov 13, 2024 Skykick v Sky: The UK Supreme Court's decision By Farah Mukaddam The UK Supreme Court has today handed down its hotly-anticipated trade mark decision in the Skykick v Sky case. The Supreme Court...
Nov 11, 2024 Market Watch 81 – the twist in the tail on transaction reporting By Jonathan Herbst On a first pass, Market Watch 81 might appear relatively uncontroversial in giving feedback on the FCA’s recent findings on transaction...
Nov 08, 2024 FCA investigation update highlights the importance of good governance By Katie Stephen Joe Smallshaw The FCA’s recently published warning notice statement in the Crispin Odey case may be a somewhat unusual example of a governance-related...