07 May, 2024 Does research pay? The FCA’s latest proposals on payment optionality for investment research By Jonathan Herbst The link between increased generation of investment research and the competitiveness of the UK’s capital markets is widely accepted -...
28 Feb, 2024 FCA proposes more transparency during investigations By Jonathan Herbst The Financial Conduct Authority (FCA) has published a proposal to name companies under investigation far earlier in the process, to act...