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    62 results for: regulation
    Notice in a Nutshell: FSN - Direct Trading Technologies UK Ltd
    5/14/2025 3:25:24 PM

    Notice in a Nutshell: FSN - Direct Trading Technologies UK Ltd

    By Katie Stephen Rebecca Dulieu
    On 2 May 2025 the FCA published a First Supervisory Notice (FSN) in respect of Direct Trading Technologies UK Ltd (the Firm) in which the...
    3
    3
    FCA sends a clear message on non-financial misconduct
    3/19/2025 4:55:22 PM

    FCA sends a clear message on non-financial misconduct

    By Katie Stephen
    On the same day as HM Treasury’s publication of an action plan setting out a ‘new approach’ to ensure regulators support growth, the...
    46
    46
    Multi-firm review: FCA publishes findings on sell-side liquidity risk management
    3/19/2025 12:43:42 PM

    Multi-firm review: FCA publishes findings on sell-side liquidity risk management

    By Jonathan Herbst
    On 10 March 2025, the Financial Conduct Authority (FCA) published its findings following a multi-firm review of liquidity risk management...
    2
    2
    Biodiversity Net Gain: A year of green shoots?
    3/17/2025 2:44:42 PM

    Biodiversity Net Gain: A year of green shoots?

    By Rory Bennett
    It’s been just over a year since the seeds were sown and the Biodiversity Net Gain (“BNG”) regime enacted by the Environmental Act 2021...
    14
    14
    FCA drops ‘name and shame’ and D&I proposals: key takeaways for firms
    3/14/2025 2:07:05 PM

    FCA drops ‘name and shame’ and D&I proposals: key takeaways for firms

    By Katie Stephen Catherine Pluck Joe Smallshaw
    After much speculation regarding the fate of various outstanding Financial Conduct Authority (FCA) initiatives in relation to...
    19
    19
    Long Duration Energy Storage (LDES) cap and floor Technical Decision Document: The devil is in the detail
    3/14/2025 8:36:44 AM

    Long Duration Energy Storage (LDES) cap and floor Technical Decision Document: The devil is in the detail

    By Georgina O'Sullivan Mark Mills Melusi Dlamini
    On 11 March 2025, Ofgem and DESNZ jointly published the Long Duration Electricity Storage (LDES) Technical Decision Document (the TDD), a...
    9
    9
    Dear CEO: FCA looks to private markets in asset management letter
    3/10/2025 5:18:11 PM

    Dear CEO: FCA looks to private markets in asset management letter

    By Jonathan Herbst
    The FCA appears to be using Dear CEO letters quite liberally at the moment.  There have been two most recently addressed to:   Wholesale...
    Name and Shame Round Two: House of Lords Financial Services Regulation Committee remains deeply concerned
    2/11/2025 12:30:33 PM

    Name and Shame Round Two: House of Lords Financial Services Regulation Committee remains deeply concerned

    By Katie Stephen
    On 6 February 2025 the House of Lords Financial Services Regulation Committee published its report entitled ‘Naming and shaming: how not...
    20
    20
    EU Commission grants equivalence to the UK CCP for a further three years
    2/10/2025 10:31:27 AM

    EU Commission grants equivalence to the UK CCP for a further three years

    By Jonathan Herbst
    Good to see that the EU Commission has finally granted equivalence to the UK CCP for a further three years.  This is a helpful...
    Upper Tribunal considers spoofing cases: What to watch out for in the upcoming decisions
    2/7/2025 4:06:03 PM

    Upper Tribunal considers spoofing cases: What to watch out for in the upcoming decisions

    By Katie Stephen
    The Upper Tribunal is considering three connected spoofing cases involving bond traders whose decision notices were published by the FCA...
    16
    16
    Net-Zero Industry Act (NZIA): Call for Input on draft implementing legislation
    1/31/2025 8:37:34 AM

    Net-Zero Industry Act (NZIA): Call for Input on draft implementing legislation

    By Georgina O'Sullivan
    As covered in our previous briefing The European Commission’s Net-Zero Industry Act and European Hydrogen Bank explained), the EU's Net...
    7
    7
    Clean Power 2030: The UK's path to a sustainable energy future
    12/18/2024 10:39:22 AM

    Clean Power 2030: The UK's path to a sustainable energy future

    By Rob Marsh Georgina O'Sullivan
    On 13 December 2024, DESNZ published its much anticipated Clean Power 2030 Action Plan (the Plan), outlining the UK's comprehensive...
    2
    44
    46
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