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The Financial Conduct Authority (FCA) has published a Final Notice regarding a financial penalty imposed on Sigma Broking Limited for...
Connections
Insights, perspectives and viewpoints from our lawyers on topical issues
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On 5 August 2025, the Financial Conduct Authority (FCA) published Decision Notices issued to Neil Woodford and Woodford Investment...
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The Financial Conduct Authority (FCA) has today published its final rules in relation to reform of the UK prospectus regime in PS 25/9:...
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As the government takes control of the Building Safety Regulator in the wake of mounting criticism of delay and inefficiency, we review...
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The Financial Conduct Authority (FCA) has published the updated version of its Enforcement Guide (now to be known under the new acronym...
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On 2 May 2025, the Financial Conduct Authority (FCA) published a First Supervisory Notice (FSN) in respect of Direct Trading Technologies...
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On the same day as HM Treasury’s publication of an action plan setting out a ‘new approach’ to ensure regulators support growth, the...
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On 10 March 2025, the Financial Conduct Authority (FCA) published its findings following a multi-firm review of liquidity risk management...
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It’s been just over a year since the seeds were sown and the Biodiversity Net Gain (“BNG”) regime enacted by the Environmental Act 2021...
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After much speculation regarding the fate of various outstanding Financial Conduct Authority (FCA) initiatives in relation to...
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On 11 March 2025, Ofgem and DESNZ jointly published the Long Duration Electricity Storage (LDES) Technical Decision Document (the TDD), a...
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The FCA appears to be using Dear CEO letters quite liberally at the moment. There have been two most recently addressed to: Wholesale...