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The Financial Conduct Authority (FCA) has published the updated version of its Enforcement Guide (now to be known under the new acronym...
Connections
Insights, perspectives and viewpoints from our lawyers on topical issues
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On 2 May 2025, the FCA published a First Supervisory Notice (FSN) in respect of Direct Trading Technologies UK Ltd (the Firm) in which...
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This article has been updated to account for changes to UOKiK’s guidance published on 2 April 2025. On 25 October 2024 and 2 April 2025,...
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On the same day as HM Treasury’s publication of an action plan setting out a ‘new approach’ to ensure regulators support growth, the...
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On 10 March 2025, the Financial Conduct Authority (FCA) published its findings following a multi-firm review of liquidity risk management...
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The FCA appears to be using Dear CEO letters quite liberally at the moment. There have been two most recently addressed to: Wholesale...
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On 6 February 2025 the House of Lords Financial Services Regulation Committee published its report entitled ‘Naming and shaming: how not...
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Good to see that the EU Commission has finally granted equivalence to the UK CCP for a further three years. This is a helpful...
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The Upper Tribunal is considering three connected spoofing cases involving bond traders whose decision notices were published by the FCA...
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The FCA has published a Final Notice imposing a fine of £99,200 on a CFD provider for failing to make transaction reports over a 6 month...
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In recent years, the Kingdom of Saudi Arabia has implemented large scale regulatory reforms, including the Civil Transactions Law,...
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The Middle East continues to be a powerhouse in the Islamic finance industry, commanding a significant share of global Sharia-compliant...