10/8/2025 10:57:37 AM FCA motor finance redress scheme: Nine points to help firms navigate the proposals By Matthew Gregory Katie Stephen Joe Bamford Simon Lovegrove Haney Saadah +2 more... Show less The FCA’s consultation paper on a motor finance consumer redress scheme (the Scheme) has now been published in CP 25/27. The FCA’s...
9/30/2025 3:21:33 PM Notice in a nutshell: FCA fines director for lack of integrity By Katie Stephen On 22 July 2025, the Financial Conduct Authority (FCA) issued a Final Notice to Mr Alba, imposing a fine of £1,049,500 and prohibiting...
9/25/2025 4:19:06 PM Notice in a nutshell: PRA fines reinsurer's London branch after post-Brexit governance failings By Katie Stephen On 28 July 2025, the Prudential Regulation Authority (PRA) published a Final Notice in respect of the London branch of Barents...
9/22/2025 5:56:07 PM Saudi Insurance Authority mandates registration for foreign reinsurers by March 2026 By Faisal Aldhayaan On 25 August 2025, the Saudi Insurance Authority (IA) issued a new circular No. 85 dated 28/01/1445AH (the Circular), under the...
8/28/2025 8:54:45 AM Notice in a nutshell: Broker fined for MiFIR transaction reporting failures By Katie Stephen The Financial Conduct Authority (FCA) has published a Final Notice regarding a financial penalty imposed on Sigma Broking Limited for...
8/20/2025 1:55:58 PM Notice in a nutshell: Fund management failings offer lessons for firms and senior managers By Katie Stephen On 5 August 2025, the Financial Conduct Authority (FCA) published Decision Notices issued to Neil Woodford and Woodford Investment...
8/12/2025 3:03:20 PM Notice in a nutshell: Win for FCA in spoofing case By Katie Stephen On 1 July 2025, the Upper Tribunal (UT) released its judgment in relation to spoofing activity carried out by three bond traders,...
8/1/2025 10:34:35 AM Notice in a nutshell: Bank of England fine highlights importance of risk management and good governance By Katie Stephen On 9 July 2025, the Bank of England (BoE) published a Final Notice in respect of Vocalink Limited (the firm), imposing a fine of £11.9...
7/24/2025 2:02:44 PM Notice in a nutshell: Bank's former directors fined for role in Listing Rules breaches By Katie Stephen Chris Pearson On 16 June 2025, the Upper Tribunal released its decision in respect of referrals by the former CEO of Metro Bank, Craig Donaldson, and...
7/22/2025 3:33:52 PM Notice in a nutshell: Bank fined for financial crime failings By Katie Stephen Joe Smallshaw Rebecca Dulieu Zara Khan +1 more... Show less On 7 July 2025, the Financial Conduct Authority (FCA) published a Final Notice in respect of Monzo Bank Limited (the firm), imposing a...
7/15/2025 11:38:20 AM FCA publishes final UK prospectus rules: Key takeaways for equity issuers By Fiona Millington Richard Sheen Clementine Hogarth Thomas Vita Alexander Green +2 more... Show less The Financial Conduct Authority (FCA) has today published its final rules in relation to reform of the UK prospectus regime in PS 25/9:...
7/7/2025 1:53:55 PM City Week 2025: Key takeaways on digital assets and regulation By Jonathan Herbst City Week 2025 returned for its 15th edition from 30 June to 2 July in London, bringing together over 1,000 senior decision-makers from...