Connections

6/5/2025 1:25:29 PM

FCA updates its Enforcement Guide

By Katie Stephen Joe Smallshaw Catherine Pluck

The Financial Conduct Authority (FCA) has published the updated version of its Enforcement Guide (now to be known under the new acronym...

11/26/2024 3:01:08 PM

Investigations and enforcement trends in the Middle East

By Matthew Shanahan Karl Masi Omar Khattab +1 more...

In our fifth episode of the Inside Investigations podcast series, Middle East Head of Financial Services Regulatory, Matthew Shanahan,...

10/25/2024 3:21:02 PM

The results of the FCA's Culture and non-financial misconduct survey have been published: What do you need to know?

By Katie Stephen Rebecca Dulieu Joe Smallshaw

The FCA has published the results of its survey on non-financial misconduct. Set out below are (1) key findings; (2) next steps for the...

7/18/2024 10:45:24 AM

The rise of dawn raids

By David Harris Mayling Blanco Violetta Bourt

In the second episode of the Global Investigations Podcast Series, David Harris (Partner, Investigations, Enforcement and Compliance...

6/18/2024 3:25:26 PM

What are the essential first steps of an investigation?

By Andrew Reeves Keith Rosen Ruth Cowley +2 more...

The start of an investigation is crucial. How you scope and structure your investigation and crisis management at the beginning will have...

5/25/2024 6:49:12 AM

From Stockholders to Stakeholders

By Nick Merritt

Thanks to Scott, Sarah and Francisco for their recent and thoughtful piece on the growing dichotomy between ESG and directors’ duties....

5/9/2024 8:57:43 AM

2024 Future Gas Strategy: Through the Australia-Japan lens

By Andrew Clarke

Earlier today, the Australian Government released its Future Gas Strategy, mapping out a plan for how gas will support the Australian...

1/10/2024 11:04:56 AM

Harassment investigations in the workplace: What do you need to know?

By Paul Griffin

Harassment cases tend to attract media attention, and so it is important that they are carried out in a considered and fair way....

10/3/2023 3:35:41 PM

Legal Geek 2023 preview: GenAI's impact on the legal industry

By Bernhard Fiedler

As I prepare to attend this year's Legal Geek conference, I find myself eagerly anticipating the discussions surrounding GenAI, a topic...

9/29/2023 9:27:26 AM

Insights from LISW: Ship recycling, has the industry met its own perfect storm?

By Alexandra Mikelis

With the introduction of the Hong Kong Convention for the Safe and Environmentally Sound Recycling of Ships (the HK Convention) in 2...

8/8/2023 3:45:30 PM

Did Illumina know the record gun-jumping penalty was coming?

By Miranda Cole

The European Commission issued a record gun jumping penalty against Illumina for prematurely closing its acquisition of Grail - fining...

1/26/2023 11:16:51 AM

ARRC's latest recommendations (Jan 19, 2023)

By Davide Barzilai

So, following their Jan 19, 2023 meeting (see January 19 Meeting Readout (newyorkfed.org)), the US Alternative Reference Rates Committee...